Compliance Manager- FCA

Office Angels
England, Kent, Dartford
£35000 - £45000 per annum
24 Jun 2019
04 Jul 2019
Chloe Kingston
Contract Type
Full Time

Are you an experienced Compliance Manager seeking a new local role? Do you have a strong experience in an FCA regulated industry? Would you like to work for a company who offer 30 days annual leave plus 8 bank holidays?

Read on as I have the perfect role for you!

Compliance Manager- FCA Regulated
£35,000-£45,000, Dartford
Benefits: 30 days annual leave + 8 bank holidays, company pension, free parking

I am seeking an experienced Compliance Manager from an FCA regulated background to join an extremely forward-thinking financial services company in Dartford. Overseeing a Compliance Officer, you will be responsible for managing compliance across every department and communication channel.

Duties will include:

  • Ensuring compliance strategy across all departments and communication channels
  • Managing manuals, policies and procedures
  • Supporting marketing, sales and Board of Directors with compliance matters
  • Taking active role in annual FCA audit
  • Reporting compliance statistics to Board of Directors
  • Call monitoring/spot checks
  • CMAR reporting through Gabriel
  • Managing the closure of complaints using FCA regulations

The ideal candidate for this role:

  • Experienced Compliance Manager
  • Expert FCA guideline knowledge
  • Happy to manage compliance for smaller company across multiple departments
  • Line Management experience

If you are interested in discussing this opportunity further, please contact Chloe Kingston on 01322 286712 and upload your CV today!

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